This post was originally issued as a Baker McKenzie client alert authored by Geoff Martin and Maria Piontkovska in our Government Enforcement Group, Sinead Kelly in our Executive Compensation Group and Benjamin Ho in our Labor & Employment Group. ———- On March 3, 2023, the Criminal Division of the United States Department of Justice (“DOJ”) published details of a three year Pilot Program Regarding Compensation Incentives and Clawbacks (the “Compensation Pilot Program”). The Compensation Pilot…
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On February 10, 2023, the Securities and Exchange Commission (SEC) issued Compliance & Disclosure Interpretations (CDIs) regarding the…
The short answer is “no.” Typically the enforceability of non-compete clauses has been subject to state law and…
On December 14, 2022, the SEC adopted final rules amending Rule 10b5-1 under the Securities Exchange Act of…
Updated ISS Equity Plan FAQs for the 2023 Proxy Season
By Sinead Kelly and Victor Flores 4 Mins ReadOn December 16, 2022, Institutional Shareholder Services (“ISS”) released its updated FAQs on Equity Compensation Plans, which will…
SECURE 2.0 Act of 2022 (the “Act”) was signed into law by President Biden on December 29, 2022,…
On October 26, 2022, the SEC adopted its much-anticipated final clawback rules requiring U.S. listed issuers to: develop…